Aldehydes, Ketones and Carboxylic Acids — NEET notes

Class 12 Chemistry · NCERT chapter 12 · 8 topics · free to read

Nomenclature & Structure

Aldehydes have a –CHO group at the terminal carbon, ketones have a >C=O flanked by two carbon groups, and carboxylic acids have a –COOH group. IUPAC naming uses suffixes -al, -one, and -oic acid respectively. The C=O bond is polar (δ⁺ on C, δ⁻ on O) due to oxygen's higher electronegativity, making the carbonyl carbon electrophilic — the key to all their reactions.

R–CHO (aldehyde) R–CO–R' (ketone) R–COOH (acid)

The Carbonyl Group

The C=O group is the defining feature of aldehydes and ketones. Carbon is sp² hybridized, giving a trigonal planar geometry. The large electronegativity difference (C vs O) creates a permanent dipole, making the carbonyl carbon a powerful electrophilic center.

In the carbonyl group ( >C=O ), carbon is sp^2 hybridized. The three sp^2 orbitals form bonds (to O and two other atoms), and the unhybridized 2p orbital on carbon overlaps with a 2p orbital on oxygen to form the bond. The result: a trigonal planar geometry around the carbonyl carbon with bond angles close to 120° .

  • Hybridization: Carbonyl carbon is sp^2 , carbonyl oxygen is sp^2 (2 lone pairs in sp^2 orbitals)
  • Geometry: Trigonal planar around C=O carbon, bond angle 120°
  • Polarity: Oxygen is more electronegative → ^+ on C, ^- on O
  • Bond length: C=O is shorter than C–O ( 1.22 Å vs 1.43 Å) but longer than C≡O in CO
  • The electrophilic carbon invites nucleophilic attack — this drives nucleophilic addition reactions

C=O: + C = - O arrow permanent dipole

IUPAC Nomenclature of Aldehydes & Ketones

Aldehydes use the suffix -al (–CHO is always C-1, so no locant needed). Ketones use -one with a locant for the carbonyl position. For aromatic aldehydes, the –CHO directly on a benzene is called benzaldehyde.

For aldehydes: replace the terminal '-e' of the parent alkane with '-al'. The –CHO carbon is always C-1 of the chain, so you never write a locant for it. For ketones: replace '-e' with '-one' and specify the position of C=O with the lowest possible locant.

  • Methanal ( HCHO ) — common name: formaldehyde
  • Ethanal ( CH_3CHO ) — common name: acetaldehyde
  • Propanal ( CH_3CH_2CHO ) — common name: propionaldehyde
  • Propanone ( CH_3COCH_3 ) — common name: acetone (simplest ketone)
  • Pentan-2-one ( CH_3COCH_2CH_2CH_3 ) — locant 2 for the C=O
  • Benzaldehyde ( C_6H_5CHO ) — the parent aromatic aldehyde

IUPAC Nomenclature of Carboxylic Acids

Carboxylic acids use the suffix -oic acid. The –COOH carbon is always C-1. Common names (formic, acetic, benzoic) are widely used and frequently tested in NEET.

Replace the terminal '-e' of the parent alkane with '-oic acid'. The –COOH carbon is always C-1, so no locant is needed. For dicarboxylic acids (two –COOH groups), use '-dioic acid'.

  • Methanoic acid ( HCOOH ) — common name: formic acid (from Latin *formica* = ant)
  • Ethanoic acid ( CH_3COOH ) — common name: acetic acid (vinegar is 6–8% solution)
  • Propanoic acid ( C_2H_5COOH ) — common name: propionic acid
  • Benzoic acid ( C_6H_5COOH ) — the parent aromatic acid
  • Ethanedioic acid ( HOOC–COOH ) — common name: oxalic acid
  • –COOH gets highest suffix priority over –CHO , C=O , –OH , –NH_2

Quick recall

What is the IUPAC name of CH_3CH(OH)COOH ?

2-Hydroxypropanoic acid — –COOH is the principal functional group (suffix = -oic acid), and –OH is expressed as the prefix 'hydroxy-' with locant 2. Common name: lactic acid.

Preparation of Aldehydes & Ketones

Aldehydes are prepared by oxidation of 1° alcohols (PCC), Rosenmund reduction of acid chlorides, Stephen reduction of nitriles, ozonolysis of alkenes, and Gattermann-Koch reaction. Ketones are prepared by oxidation of 2° alcohols, ozonolysis, Friedel-Crafts acylation, and catalytic hydration of alkynes. Each method has specific selectivity and conditions that NEET loves to test.

R–COCl H_2/Pd–BaSO_4 R–CHO + HCl

Oxidation of Alcohols

1° alcohols give aldehydes with mild oxidants (PCC, Collins) and carboxylic acids with strong oxidants. 2° alcohols always give ketones. The challenge is stopping at the aldehyde stage for 1° alcohols.

Oxidation of alcohols is the most direct route to carbonyl compounds. The key challenge: 1° alcohols tend to get over-oxidized to carboxylic acids unless you use a mild, selective oxidant.

  • 1° alcohol PCC, CH_2Cl_2 Aldehyde (stops here — PCC cannot oxidize further)
  • 1° alcohol CrO_3/H^+ Carboxylic acid (strong oxidant, goes all the way)
  • 2° alcohol CrO_3 or PCC or KMnO_4 Ketone (no over-oxidation possible without C–C cleavage)
  • 3° alcohol → No oxidation under normal conditions (no H on C–OH carbon)
  • PCC = pyridinium chlorochromate — the NEET favorite mild oxidant

Rosenmund & Stephen Reductions

Rosenmund reduction hydrogenates acid chlorides to aldehydes using H₂/Pd-BaSO₄ (poisoned catalyst). Stephen reduction converts nitriles to aldehydes via imine intermediate using SnCl₂/HCl.

Both reactions are selective methods to prepare aldehydes — each starts from a different functional group but delivers –CHO cleanly.

Rosenmund: R–COCl H_2/Pd–BaSO_4 R–CHO + HCl

Stephen: R–C≡N SnCl_2/HCl R–CH=NH H_3O^+ R–CHO

  • Rosenmund: Pd is poisoned with BaSO_4 (+ sometimes S/quinoline) to prevent further reduction of aldehyde to alcohol
  • Rosenmund limitation: Cannot prepare HCHO (formaldehyde) because HCOCl (formyl chloride) is unstable
  • Stephen: Goes through an imine ( R–CH=NH ) intermediate, which is then hydrolyzed
  • Stephen is also called the nitrile reduction method
  • Both are NCERT-named reactions — know reagents + conditions exactly

Gattermann-Koch & Friedel-Crafts Acylation

Gattermann-Koch introduces –CHO directly onto a benzene ring using CO + HCl with AlCl₃/CuCl catalyst. Friedel-Crafts acylation adds –COR using acid chlorides with AlCl₃. Both are electrophilic aromatic substitution reactions.

These reactions directly attach a carbonyl group to the benzene ring via electrophilic aromatic substitution (EAS). Gattermann-Koch gives aromatic aldehydes; Friedel-Crafts acylation gives aromatic ketones.

G-K: C_6H_6 + CO + HCl AlCl_3/CuCl C_6H_5CHO

F-C Acylation: C_6H_6 + R–COCl AlCl_3 C_6H_5COR + HCl

  • Gattermann-Koch uses CO + HCl as the electrophile source (generates [CHO]^+ in situ)
  • Gattermann-Koch does NOT work with phenols or deactivated rings directly
  • Friedel-Crafts acylation forms acylium cation R–C≡O^+ as the actual electrophile
  • Advantage of F-C acylation over alkylation: No rearrangement and no polysubstitution (the –COR group deactivates the ring after first substitution)
  • Both require anhydrous AlCl_3 — a Lewis acid catalyst

Ozonolysis

Ozonolysis of alkenes with O₃ followed by Zn/H₂O (reductive workup) cleaves the C=C and places C=O on both fragments. The products depend on the substitution pattern of the original alkene.

Ozone ( O_3 ) adds across a C=C to form an ozonide, which is then cleaved reductively (Zn/H₂O) to give aldehyde and/or ketone fragments. Each carbon of the original double bond gets a C=O .

R_2C=CR_2 1. O_3 2. Zn/H_2O R_2C=O + O=CR_2

  • Terminal =CH_2 → gives HCHO (formaldehyde) as one product
  • RCH= (monosubstituted end) → gives RCHO (aldehyde)
  • R_2C= (disubstituted end) → gives R_2C=O (ketone)
  • Zn dust prevents further oxidation of aldehydes to acids (acts as a reducing agent)
  • Without Zn (oxidative workup, H_2O_2 ), aldehydes get oxidized to carboxylic acids

Nucleophilic Addition Reactions

The electrophilic carbonyl carbon of aldehydes and ketones is attacked by nucleophiles (HCN, NaHSO₃, Grignard reagents, alcohols, amines). The general mechanism is: nucleophile attacks C → π electrons shift to O → tetrahedral intermediate forms. Aldehydes are more reactive than ketones due to less steric hindrance and weaker +I effect.

Nu^- + + C = - O Nu–C–O^-

Mechanism

The nucleophile attacks the electrophilic carbon of C=O from above or below the trigonal plane. The π electrons shift to oxygen, converting sp² carbon to sp³. Protonation of the resulting alkoxide gives the final product.

The mechanism has two key steps: (1) Nucleophilic attack — the nucleophile donates its electron pair to the ^+ carbonyl carbon. The bond breaks, and both electrons go to the more electronegative oxygen, forming an alkoxide ion ( C–O^- ). (2) Protonation — the alkoxide picks up H^+ from the solvent or an acid to give the final product.

Nu^- + R_2C=O R_2C(Nu)–O^- H^+ R_2C(Nu)–OH

  • Nucleophile attacks perpendicular to the trigonal plane of C=O (Bürgi-Dunitz angle 107° )
  • Hybridization change: sp^2 sp^3 at the carbonyl carbon
  • Geometry change: trigonal planar → tetrahedral
  • For charged nucleophiles (e.g., CN^- , R^- from Grignard): nucleophile attacks first, then protonation
  • For neutral nucleophiles (e.g., NH_3 , ROH ): proton transfer may happen simultaneously or after

Reactivity Order

Aldehydes are more reactive than ketones toward nucleophilic addition due to (1) less steric hindrance (one H vs two R groups) and (2) less electron donation to the carbonyl carbon (one R vs two R gives less +I stabilization of δ⁺).

Two factors make aldehydes more reactive: steric and electronic. In ketones, two bulky alkyl groups crowd the carbonyl carbon, physically blocking the nucleophile. Electronically, two alkyl groups donate electrons via +I effect, reducing the ^+ charge on carbon and making it less attractive to nucleophiles.

  • Steric factor: HCHO (no R groups) > RCHO (one R) > RCOR' (two R groups)
  • Electronic factor: More alkyl groups → more +I effect → less ^+ on C → less reactive
  • Overall reactivity order: HCHO > CH_3CHO > C_2H_5CHO > CH_3COCH_3 > higher ketones
  • Electron-withdrawing groups ( –Cl, –NO_2 ) on the carbonyl compound increase reactivity
  • Electron-donating groups ( –CH_3, –OCH_3 ) decrease reactivity

Addition of HCN & NaHSO₃

HCN adds to give cyanohydrins (useful for chain extension). NaHSO₃ gives crystalline bisulphite adducts (useful for purification and identification). Both are classic nucleophilic addition reactions.

HCN addition produces cyanohydrins — compounds with both –OH and –CN on the same carbon. The CN^- ion (generated by adding a trace of base to HCN) attacks the carbonyl carbon.

R_2C=O + HCN base R_2C(OH)(CN) (cyanohydrin)

  • HCN addition is catalyzed by base (generates CN^- , the actual nucleophile)
  • Cyanohydrins are useful intermediates: –CN can be hydrolyzed to –COOH (chain extension by one carbon!)
  • NaHSO₃ addition gives a white crystalline bisulphite adduct ( R_2C(OH)(SO_3Na) )
  • NaHSO_3 reacts with aldehydes, methyl ketones ( CH_3COR ), and cyclic ketones (less steric hindrance) — NOT bulky ketones
  • Bisulphite adducts are used for purification: form adduct → filter → regenerate carbonyl with dilute acid or Na_2CO_3

Grignard Reagent & Alcohol Addition

Grignard reagents (RMgX) add to carbonyls: HCHO → 1° alcohol, other aldehydes → 2° alcohol, ketones → 3° alcohol. Alcohols add to give hemiacetals/hemiketals (one –OR) and acetals/ketals (two –OR).

Grignard reagents ( RMgX ) are powerhouse nucleophiles. The carbanion ( R^- ) attacks the carbonyl carbon, forming a new C–C bond. Acid hydrolysis then gives an alcohol. The class of alcohol depends on the carbonyl compound used.

R'MgX + HCHO H_3O^+ R'CH_2OH (1° alcohol)

R'MgX + RCHO H_3O^+ RR'CHOH (2° alcohol)

R'MgX + RCOR'' H_3O^+ RR'R''COH (3° alcohol)

  • HCHO + RMgX → 1° alcohol (one extra carbon added)
  • Other aldehyde + RMgX → 2° alcohol
  • Ketone + RMgX → 3° alcohol
  • Grignard forms a new C–C bond — this is carbon chain building!
  • Alcohol addition: R_2C=O + R'OH H^+ hemiacetal/hemiketal → excess R'OH acetal/ketal
  • Acetals/ketals are stable in basic/neutral conditions but hydrolyzed by dilute acid — used as protecting groups for C=O

Reduction & Oxidation

Aldehydes and ketones can be reduced to alcohols (NaBH₄, LiAlH₄) or completely to alkanes (Clemmensen with Zn-Hg/HCl, Wolff-Kishner with N₂H₄/KOH). Aldehydes are easily oxidized to acids (Tollens, Fehling, KMnO₄) while ketones resist mild oxidation. These oxidation reactions double as identification tests.

R–CHO Tollens' R–COO^- + Ag

Reduction to Alcohols

Metal hydrides reduce C=O to C–OH by delivering H⁻ to the electrophilic carbon. NaBH₄ is mild and selective; LiAlH₄ is powerful and reduces almost everything. Catalytic hydrogenation (H₂/Ni) also works but is less selective.

Both NaBH_4 and LiAlH_4 deliver a hydride ion ( H^- ) to the carbonyl carbon. The H^- acts as a nucleophile, attacking the ^+ carbon and reducing C=O to C–OH .

RCHO NaBH_4 or LiAlH_4 RCH_2OH (1° alcohol)

RCOR' NaBH_4 or LiAlH_4 RCHOHR' (2° alcohol)

Mild reducing agentVery strong reducing agent
Works in water/alcohol solventsReacts violently with water — must use dry ether/THF
Reduces only C=O (aldehydes, ketones)Reduces C=O, COOH, COOR, COCl, CN, NO₂
Selective — safe for molecules with multiple functional groupsNon-selective — reduces everything in sight
Safer to handlePyrophoric — catches fire in moist air

Clemmensen & Wolff-Kishner

These named reactions reduce the carbonyl group completely to a –CH₂– (methylene) group. Clemmensen uses Zn-Hg/conc. HCl (acidic conditions). Wolff-Kishner uses N₂H₄/KOH at high temperature (basic conditions). Choose based on whether the substrate is acid-stable or base-stable.

Sometimes you don't want an alcohol — you want to completely remove the oxygen and get a –CH_2– group. These two reactions accomplish exactly that, under opposite pH conditions.

Clemmensen: R–CO–R' Zn–Hg/conc. HCl R–CH_2–R'

Wolff-Kishner: R–CO–R' N_2H_4/KOH, R–CH_2–R' + N_2

  • Clemmensen: Acidic conditions (Zn–Hg amalgam + conc. HCl) → use for acid-stable substrates
  • Wolff-Kishner: Basic conditions ( N_2H_4 + KOH in ethylene glycol, heat) → use for base-stable substrates
  • Both convert >C=O → >CH_2 (complete deoxygenation)
  • Clemmensen mechanism: surface reaction on zinc (not fully understood)
  • Wolff-Kishner mechanism: hydrazone intermediate → loses N_2 → CH_2
  • These are NOT the same as reduction to alcohol — they go two steps further

Tollens, Fehling & Haloform

Tollens test (silver mirror), Fehling test (red ppt), and haloform reaction (CHI₃ yellow ppt) are oxidation-based tests that distinguish aldehydes from ketones and identify methyl carbonyls.

Aldehydes are easily oxidized because the H on –CHO is weakly bonded. Ketones lack this H and resist mild oxidation. This difference is the basis for distinction tests.

  • Tollens test (silver mirror): RCHO + 2[Ag(NH_3)_2]^+ + 3OH^- RCOO^- + 2Ag + 4NH_3 + 2H_2O
  • Positive Tollens = silver mirror on the test tube wall → aldehyde confirmed
  • Fehling test: RCHO + 2Cu^ 2+ + 5OH^- RCOO^- + Cu_2O (red ppt) + 3H_2O
  • Positive Fehling = red-brown precipitate of Cu_2O → aldehyde confirmed
  • Ketones give NEGATIVE Tollens and Fehling tests (exception: -hydroxy ketones reduce Fehling)
  • Benzaldehyde gives positive Tollens but NEGATIVE Fehling (aromatic aldehydes fail Fehling)

Haloform reaction (iodoform test): Methyl ketones ( RCOCH_3 ) and acetaldehyde ( CH_3CHO ) react with I_2/NaOH to give a yellow precipitate of iodoform ( CHI_3 ).

RCOCH_3 + 3I_2 + 4NaOH RCOONa + CHI_3 + 3NaI + 3H_2O

  • Iodoform test positive for: CH_3CHO , all methyl ketones ( CH_3COR ), ethanol ( CH_3CH_2OH — oxidized in situ to CH_3CHO ), and 2° alcohols of type CH_3CHOH–R (oxidized to methyl ketone)
  • CHI₃ has a distinct yellow color and antiseptic smell
  • Acetone gives positive iodoform test; higher ketones without CH_3CO– do NOT

Aldol & Other Named Reactions

Aldol condensation joins two aldehyde/ketone molecules using the α-hydrogen of one and the carbonyl of the other (base-catalyzed). Cannizzaro reaction is the self-disproportionation of aldehydes without α-H. Other important named reactions include cross-aldol condensation and the Wittig reaction (C=O → C=C).

2CH_3CHO dil. NaOH CH_3CH(OH)CH_2CHO

Aldol Condensation

In dilute base, the α-hydrogen of one aldehyde/ketone is removed to form a carbanion (enolate), which attacks the carbonyl of another molecule. The product is a β-hydroxy aldehyde (aldol) or β-hydroxy ketone (ketol). On heating, water is eliminated to give an α,β-unsaturated carbonyl compound.

The aldol reaction is one of the most important C–C bond-forming reactions in organic chemistry. It requires at least one molecule with an -hydrogen (H on the carbon next to C=O ).

2CH_3CHO dil. NaOH (aldol / 3-hydroxybutanal) CH_3CH(OH)CH_2CHO (crotonaldehyde) CH_3CH=CHCHO + H_2O

  • Step 1: Base removes -H → carbanion (enolate ion) forms
  • Step 2: Enolate attacks the carbonyl C of another molecule → -hydroxy aldehyde/ketone (aldol product)
  • Step 3 (optional, on heating): Dehydration gives , -unsaturated carbonyl compound (the 'condensation' product)
  • Requirement: At least one reactant must have an -hydrogen
  • Ketones also undergo aldol: 2CH_3COCH_3 Ba(OH)_2 diacetone alcohol
  • The name 'aldol' = ald(ehyde) + (alcoh)ol — product has both groups

Cross Aldol

Cross aldol condensation between two different aldehydes/ketones gives a mixture of products (up to 4). To get a single product, one reactant should have no α-H (like HCHO or benzaldehyde) so it can only act as the electrophile.

When two different aldehydes/ketones (both having -H) react, you get a messy mixture because each molecule can act as either the enolate donor or the carbonyl acceptor. The trick: use one reactant without -H.

  • Two different aldehydes with -H → 4 possible products (2 self-aldol + 2 cross-aldol) — impractical
  • Useful cross aldol: One reactant has -H (enolate donor) + other has no -H (carbonyl acceptor only)
  • HCHO (no -H) + CH_3CHO (has -H) → clean cross-aldol product
  • C_6H_5CHO (no -H) + CH_3CHO (has -H) → cinnamaldehyde ( C_6H_5CH=CHCHO ) after dehydration
  • The cinnamaldehyde reaction is called the Claisen-Schmidt reaction (or condensation)

Cannizzaro Reaction

Aldehydes without α-hydrogen undergo self-disproportionation in concentrated NaOH: one molecule is oxidized to a carboxylate and the other is reduced to an alcohol. It's a self-redox (disproportionation) reaction.

When an aldehyde has no -hydrogen, it cannot form an enolate and cannot undergo aldol condensation. Instead, in strong base (conc. NaOH), two molecules undergo simultaneous oxidation and reduction — one becomes an acid (salt), the other becomes an alcohol.

2HCHO conc. NaOH HCOONa + CH_3OH

2C_6H_5CHO conc. NaOH C_6H_5COONa + C_6H_5CH_2OH

  • Requirement: Aldehyde must have no -hydrogen (HCHO, C_6H_5CHO , (CH_3)_3CCHO )
  • One molecule is oxidized → carboxylate salt ( –COO^- )
  • One molecule is reduced → alcohol ( –CH_2OH )
  • This is a disproportionation reaction (same substance is both oxidized and reduced)
  • Requires concentrated NaOH (not dilute)
  • Cross-Cannizzaro: HCHO + another aldehyde → HCHO is preferentially oxidized (to HCOONa ) because it has no steric hindrance
CH₃CHO, C₂H₅CHO, acetoneHCHO, C₆H₅CHO, (CH₃)₃CCHO
Forms C–C bondNo new C–C bond
Needs dilute baseNeeds concentrated NaOH
Product: β-hydroxy carbonylProducts: acid salt + alcohol
Both molecules stay at same oxidation levelOne oxidized, one reduced

Preparation of Carboxylic Acids

Carboxylic acids are prepared by oxidation of 1° alcohols or aldehydes (KMnO₄, K₂Cr₂O₇), hydrolysis of nitriles (RCN + H₃O⁺ → RCOOH, adds one carbon), hydrolysis of esters (saponification), carboxylation of Grignard reagents (RMgX + CO₂ → RCOOH), and from acyl halides/anhydrides. Grignard + CO₂ is the most important C-chain building method.

RMgX + CO_2 H_3O^+ RCOOH

Oxidation Methods

Strong oxidants like KMnO₄ and K₂Cr₂O₇ in acidic medium convert 1° alcohols, aldehydes, and even alkyl side chains on benzene to carboxylic acids.

Oxidation is the most straightforward route to carboxylic acids. Any molecule with a –CH_2OH , –CHO , or an alkyl group on benzene can be pushed to the –COOH stage with a sufficiently strong oxidant.

  • 1° alcohol KMnO_4/H^+ carboxylic acid (complete oxidation via aldehyde intermediate)
  • Aldehyde KMnO_4 or CrO_3 carboxylic acid (mild conditions suffice — aldehydes oxidize easily)
  • Toluene ( C_6H_5CH_3 ) KMnO_4/H^+, benzoic acid ( C_6H_5COOH )
  • Any alkylbenzene with at least one benzylic H → benzoic acid (the entire side chain is oxidized to –COOH )
  • 3° alkyl groups on benzene (no benzylic H, like tert-butylbenzene) resist this oxidation

Grignard Reagent + CO₂

Treating a Grignard reagent (RMgX) with dry CO₂ followed by acid hydrolysis gives a carboxylic acid with one more carbon than the original alkyl halide. This is the premier method for building carbon chains toward –COOH.

The Grignard carboxylation is elegant: the nucleophilic carbon of RMgX attacks the electrophilic carbon of CO_2 , forming a new C–C bond. Acid hydrolysis then gives the free carboxylic acid.

RMgX + CO_2 RCOOMgX H_3O^+ RCOOH + Mg(OH)X

  • Product has one more carbon than the starting halide ( R–X R–COOH )
  • Dry CO₂ must be used (Grignard reacts with moisture!)
  • Pour the Grignard over dry ice (solid CO_2 ) — classic lab technique
  • Works for alkyl, aryl, and vinyl Grignard reagents
  • Example: CH_3MgBr + CO_2 CH_3COOH (acetic acid from methyl bromide)

Hydrolysis of Nitriles & Esters

Nitriles (RCN) undergo acid or base hydrolysis to give carboxylic acids (with chain extension). Esters (RCOOR') are hydrolyzed by acid (reversible) or base (irreversible saponification) to give acids/salts + alcohol.

Hydrolysis means breaking with water. Both nitriles and esters contain hidden carboxylic acid groups that are liberated when the C–N or C–O bond is cleaved by water (catalyzed by acid or base).

Nitrile: R–C≡N + 2H_2O H^+ or OH^- R–COOH + NH_3

Ester (acid): RCOOR' + H_2O H^+ RCOOH + R'OH

Ester (base): RCOOR' + NaOH RCOONa + R'OH (saponification)

  • Nitrile hydrolysis adds one carbon to the chain: R–X R–CN R–COOH
  • Nitrile first forms an amide ( RCONH_2 ) as intermediate, then acid on further hydrolysis
  • Acid hydrolysis of esters is reversible (esterification equilibrium)
  • Base hydrolysis (saponification) is irreversible — the salt RCOONa does not reform the ester
  • Saponification of fats (long-chain esters) gives soap ( RCOONa ) + glycerol — hence the name

Reactions of Carboxylic Acids

Carboxylic acids are acidic due to resonance stabilization of the carboxylate ion. Their acidity is affected by electron-withdrawing groups (increase) and electron-donating groups (decrease). Key reactions include esterification (Fischer), acid chloride formation (SOCl₂/PCl₅), anhydride formation, decarboxylation, and the Hell-Volhard-Zelinsky (HVZ) reaction for α-halogenation.

RCOOH + R'OH H^+ leftharpoons RCOOR' + H_2O

Acidity

Carboxylic acids are acidic because the carboxylate ion (RCOO⁻) is stabilized by resonance — the negative charge is delocalized equally over two oxygen atoms. Electron-withdrawing groups (EWG) increase acidity; electron-donating groups (EDG) decrease it.

The –COOH group readily loses its proton because the resulting RCOO^- ion is resonance-stabilized — the negative charge is evenly distributed between the two equivalent C–O bonds. This makes RCOO^- far more stable than RO^- (alkoxide), which has no such delocalization.

RCOOH leftharpoons RCOO^- + H^+ (resonance-stabilized conjugate base)

  • Why RCOOH > ROH in acidity: RCOO^- has two equivalent resonance structures (charge on both O's). RO^- has charge localized on one O.
  • EWG (–Cl, –NO₂, –F, –CF₃) on R stabilize RCOO^- further → increase acidity
  • EDG (–CH₃, –C₂H₅, –OCH₃) destabilize RCOO^- → decrease acidity
  • Acidity order: HCOOH > CH_3COOH > C_2H_5COOH > (CH_3)_3CCOOH (more alkyl → more EDG → less acidic)
  • Effect of halogen position: Closer the halogen to –COOH , stronger the –I effect, greater the acidity
  • FCH_2COOH > ClCH_2COOH > BrCH_2COOH > ICH_2COOH (F is the strongest –I substituent)
Cl₃CCOOH (pKₐ ≈ 0.65)CH₃COOH (pKₐ = 4.76)
FCH₂COOHClCH₂COOH
ClCH₂COOHCH₃CH₂COOH
o-NO₂C₆H₄COOHC₆H₅COOH
HCOOH(CH₃)₃CCOOH

Esterification & Acid Derivatives

Carboxylic acids react with alcohols (esterification), SOCl₂/PCl₅ (acid chlorides), and other acids (anhydrides). These reactions replace the –OH group of –COOH with different nucleophiles.

The –OH of –COOH can be replaced to form acid derivatives. Each derivative has different reactivity, and converting –COOH to a more reactive derivative (like acid chloride) is a common synthetic strategy.

Fischer Esterification: RCOOH + R'OH H_2SO_4 leftharpoons RCOOR' + H_2O

Acid chloride: RCOOH + SOCl_2 RCOCl + SO_2 + HCl

  • Esterification is reversible — use excess alcohol or remove water to shift equilibrium right
  • Acid catalyst ( H_2SO_4 or H^+ ) is essential for Fischer esterification
  • SOCl_2 (thionyl chloride) is preferred for making acid chlorides because byproducts ( SO_2, HCl ) are gases — easy removal
  • PCl_5 also works: RCOOH + PCl_5 RCOCl + POCl_3 + HCl
  • Anhydride formation: 2RCOOH P_2O_5 (RCO)_2O + H_2O (dehydration of two acid molecules)
  • Reactivity order of derivatives: RCOCl > (RCO)_2O > RCOOR' > RCONH_2

Decarboxylation & HVZ Reaction

Decarboxylation removes CO₂ from the –COOH group (soda lime: RCOOH → RH). The Hell-Volhard-Zelinsky (HVZ) reaction selectively halogenates the α-carbon of carboxylic acids using X₂/P (red phosphorus).

Decarboxylation strips away the entire –COOH as CO_2 , leaving behind R–H . HVZ reaction keeps –COOH intact but puts a halogen on the -carbon (the carbon next to –COOH ).

Decarboxylation: RCOONa + NaOH CaO, RH + Na_2CO_3

HVZ: RCH_2COOH X_2/P (red) RCHXCOOH + HX

  • Soda lime = NaOH + CaO — the standard reagent for decarboxylation (heat required)
  • Product of decarboxylation has one fewer carbon than the starting acid
  • Example: CH_3COONa NaOH/CaO CH_4 (methane from sodium acetate)
  • Kolbe electrolysis: 2RCOO^- electrolysis R–R + 2CO_2 (coupling at anode)
  • HVZ reaction: Halogenation occurs only at -carbon (not random positions)
  • HVZ requires -H — acids without -H (like HCOOH, C_6H_5COOH, (CH_3)_3CCOOH ) cannot undergo HVZ

Identification & Distinction Tests

Aldehydes are distinguished from ketones using Tollens test (silver mirror), Fehling test (red Cu₂O precipitate), and Schiff test (pink color). HCHO is distinguished from CH₃CHO using iodoform test (positive for CH₃CHO only). Carboxylic acids are identified by NaHCO₃ test (CO₂ effervescence). These tests form a decision tree for identifying unknown carbonyl compounds.

RCOOH + NaHCO_3 RCOONa + H_2O + CO_2

Aldehyde vs Ketone

Tollens test (Ag mirror), Fehling test (Cu₂O red ppt), and Schiff test (pink/magenta color) all give positive results for aldehydes and negative for ketones. These exploit the easy oxidizability of the –CHO group.

All three tests work on the same principle: aldehydes are easily oxidized (they have a removable H on –CHO ) while ketones resist mild oxidation. The test reagent acts as a mild oxidizing agent.

  • Tollens test: RCHO + [Ag(NH_3)_2]^+ RCOO^- + Ag mirror → Aldehydes: positive (silver mirror) | Ketones: negative
  • Fehling test: RCHO + Cu^ 2+ RCOO^- + Cu_2O (red ppt) → Aldehydes: positive | Ketones: negative
  • Schiff test: Aldehyde + Schiff's reagent (decolorized fuchsin) → pink/magenta color | Ketones: no color
  • Exception for Fehling: Aromatic aldehydes (like benzaldehyde) give negative Fehling test (Cannizzaro dominates in alkaline Fehling medium)
  • Exception for Schiff: Ketones give pink color with Schiff's reagent if you wait too long — test must be read quickly
Tollens: Silver mirror ✓Tollens: No mirror ✗
Fehling: Red ppt of Cu₂O ✓Fehling: No ppt ✗
Schiff: Pink/magenta ✓Schiff: No color ✗
Has H on C=O (easy to oxidize)No H on C=O (resists mild oxidation)
2,4-DNP: Orange ppt ✓2,4-DNP: Orange ppt ✓ (both positive!)

HCHO vs CH₃CHO

Both HCHO and CH₃CHO are aldehydes, so both give positive Tollens and Fehling. The distinction: CH₃CHO gives positive iodoform test (it has the CH₃CO– group) while HCHO does not.

Since both are aldehydes, Tollens and Fehling won't help distinguish them. The key difference: CH_3CHO has a methyl group next to C=O (it's a 'methyl carbonyl' → CH_3CO– ), while HCHO does not.

  • Iodoform test ( I_2/NaOH ): CH_3CHO → positive (yellow ppt of CHI_3 ) | HCHO → negative
  • Iodoform requires the CH_3CO– or CH_3CHOH– structural unit
  • HCHO has no CH_3 group → no iodoform
  • Fehling test can also help: HCHO gives Fehling positive, but benzaldehyde does not
  • Tollen's test with excess: HCHO reduces excess Tollens to give a thick silver mirror; used in silver mirror manufacturing

Carboxylic Acid Tests

Carboxylic acids are identified by NaHCO₃ test (effervescence of CO₂), pH paper/litmus (turns blue litmus red), and ester test (fruity smell on warming with alcohol + H₂SO₄). The NaHCO₃ test is the gold standard.

Carboxylic acids are strong enough to react with NaHCO_3 (a weak base), unlike phenols which need the stronger NaOH . This difference is the basis of the most important identification test.

RCOOH + NaHCO_3 RCOONa + H_2O + CO_2 (brisk effervescence)

  • NaHCO₃ test: Brisk effervescence of CO_2 → confirms carboxylic acid
  • Phenols do NOT give effervescence with NaHCO_3 (they're too weakly acidic, pK_a 10 vs 4.7 for acids)
  • Litmus test: Carboxylic acids turn moist blue litmus paper red
  • Ester test: Warm with ethanol + conc. H_2SO_4 → fruity/pleasant smell of ester
  • Distinction from mineral acids: Carboxylic acids are weaker than HCl, H_2SO_4 — they are only partially dissociated in water
pKₐ ≈ 4–5 (stronger acid)pKₐ ≈ 10 (weaker acid)
NaHCO₃ test: Positive (CO₂ ↑)NaHCO₃ test: Negative
Dissolves in NaHCO₃ and NaOHDissolves in NaOH only
No color with FeCl₃ (usually)Violet/green color with FeCl₃
Fruity smell with ROH/H⁺ (ester)No ester smell

Complete Decision Tree

A flowchart approach to identify whether an unknown compound is an aldehyde, ketone, carboxylic acid, or none. Start with NaHCO₃, then 2,4-DNP, then Tollens, then iodoform.

When given an unknown compound, apply tests in order. Each test narrows the possibilities until you can identify the exact functional group (and sometimes the specific compound).

  • Step 1 — NaHCO₃: Effervescence? YES → Carboxylic acid (done). NO → proceed
  • Step 2 — 2,4-DNP: Orange ppt? YES → Carbonyl compound (aldehyde or ketone). NO → no C=O
  • Step 3 — Tollens test: Silver mirror? YES → Aldehyde. NO → Ketone
  • Step 4 — Iodoform: Yellow ppt? YES → CH_3CO– group (methyl ketone or CH_3CHO ). NO → no methyl carbonyl
  • Step 5 — Fehling: Red ppt? YES → Aliphatic aldehyde. NO → Aromatic aldehyde (if Tollens was +ve)

Quick recall

An organic compound A gives no effervescence with NaHCO_3 , forms orange ppt with 2,4-DNP, gives silver mirror with Tollens, negative iodoform test, and negative Fehling test. Identify A.

No NaHCO_3 fizz → not acid. 2,4-DNP +ve → carbonyl. Tollens +ve → aldehyde. Iodoform –ve → not CH_3CHO . Fehling –ve → aromatic aldehyde. A = Benzaldehyde ( C_6H_5CHO ).